Implementation of new regulatory requirements in the German Asset Management Industry
15. November 2010
Compliance Check up: InvMaRisk, BVI WVR, DepotbankRs, UCITS IV, etc.
Recently German Asset Management Companies have been confronted with a bunch of new regulatory requirements. Some will already be relevant for auditing by the end of 2010.
Severn Consultancy has developed a new concept and a tool to perform a Compliance Check-up that covers the new regulatory requirements. The concept is based on the definition of overlaps between different areas and is designed to give a clear picture of the overall-compliance within your organisation.
The document is currently only available in German – however, our tool can easily be modified to perform a Compliance Check-up for any other regulation in English language (e.g. UCITS IV, SOX, etc.). Please do not hesitate to contact our Frankfurt office for more detailed information.
Stay up to date with Severn
If you’re interested in background information on the topics presented here, please don't hesitate to contact us at any time - no obligation whatsoever.
In our customer area you can find extensive publications, white papers and other valuable technical information free for you to download. If you do not have access, simply register right here.
If you would like to be added to our press mailing list, please contact our PR agency.
PR Agency Moeller-Horcher
T +49 (0)69 / 80 90 96 - 52
Are you looking for up-to-date information on Severn? We'd be happy to hear from you - no obligation whatsoever.
By e-mail or
T +49 (0)69 / 950 900-0