Implementation of new regulatory requirements in the German Asset Management Industry

15. November 2010

Compliance Check up: InvMaRisk, BVI WVR, DepotbankRs, UCITS IV, etc.

Recently German Asset Management Companies have been confronted with a bunch of new regulatory requirements. Some will already be relevant for auditing by the end of 2010.

Severn Consultancy has developed a new concept and a tool to perform a Compliance Check-up that covers the new regulatory requirements. The concept is based on the definition of overlaps between different areas and is designed to give a clear picture of the overall-compliance within your organisation.

The document is currently only available in German – however, our tool can easily be modified to perform a Compliance Check-up for any other regulation in English language (e.g. UCITS IV, SOX, etc.). Please do not hesitate to contact our Frankfurt office for more detailed information.

Fact Sheet "InvMaRisk Gap-Analyse" (PDF in German)

Request further Informationen about the "InvMaRisk Gap-Analysis"

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